AI GOVERNANCE
Sub-Committee: Workstreams & Key Initiatives
Guiding Principles
Objective: foundational principles for responsible AI use in regulated environments.
KPI / Success Measurement Framework
Objective: standard category organization to consider when evaluating effectiveness, risk and operational impact.
Workstream Lead:
Shane Stone, NWPS
Risk Registry / Control Considerations
Objective: common risks, failure points and governance controls that should be evaluated.
Workstream Lead:
Jordan Wilcox, Ascensus
Vendor Solution Toolkit
Objective: a baseline set of questions and criteria firms can use when assessing AI vendors or capabilities.
Implementation & Oversight Best Practices
Objective: practical considerations around human oversight, observability, documentation and data governance.
Workstream Lead:
Matt Johnson, T.Rowe Price
Interested in participating in one or more workstreams? Please contact marlene@sparkinstitute.org.
