Allspring Global Investments
AllspringGlobal.com
Sponsor Profiles 2022
We’re grateful for the support of our sponsors who help to make SPARK events possible!
Primary Sponsors
Bank of America
bankofamerica.com
Bank of America is one of the world’s leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. The company provides unmatched convenience in the United States, serving approximately 67 million consumer and small business clients with approximately 4,100 retail financial centers, approximately 16,000 ATMs, and award-winning digital banking with approximately 54 million verified digital users. Bank of America is a global leader in wealth management, corporate and investment banking and trading across a broad range of asset classes, serving corporations, governments, institutions and individuals around the world.
BlackRock
55 East 52nd Street
New York, NY 10017
Ph: 877-99-BLKDC (877-992-5532)
BlackRock.com/DC
White paper: Sustainable investing: resilience amid uncertainty
BlackRock’s purpose is to help more and more people experience financial well-being. As the largest DC investment-only provider,* we are solely focused on offering investment solutions designed to help participants achieve their retirement goals. Today, we continue our history of innovation to pioneer the next generation of retirement solutions, plan design analytics and participant communications.
Our commitment to our clients’ best interests is why BlackRock is trusted to manage more money than any other investment firm in the world, with $9.5 trillion in assets under management.**
* PlanAdviser DCIO Survey. December 31, 2020
** BlackRock, June 30, 2021
Broadridge Financial Solutions
1155 Long Island Avenue
Edgewood, New York 11717
Ph: 888-237-1900
broadridge.com
Broadridge, a global fintech leader with $4 billion in revenue, provides communications, technology, data and analytics. We help drive business transformation with solutions for enriching client engagement, navigating risk, optimizing efficiency and generating revenue growth.
Our integrated, front-to-back solutions translate data into actionable insights and streamline the investment lifecycle. Touching 90% of the world’s mutual fund assets, we are uniquely positioned to help asset managers get ahead of today’s challenges and capitalize on what’s next.
Congruent Solutions
1500 District Avenue
Burlington, MA 01803
Michael Kiernan
Ph: 484-880-3481
michael.k@cspl.com
congruentsolutions.com
Congruent Solutions is a specialist technology solutions and outsourced plan administration services provider to the Retirement Plan industry in the US. We help plan providers, record keepers, and TPAs to be ready for tomorrow and provide a better experience to Sponsors and Participants.
Our CORE suite of retirement plan solutions is cloud-based and modular. Built on contemporary technology, they empower the industry by reducing the TCO of IT and infrastructure by up to 50%. They address the challenge of the ever-increasing squeeze on margins while providing a better customer experience (CX) to sponsors and participants. Our plan administration services provide comprehensive transaction and administrative services through the entire plan administration life cycle. We also help you manage the seasonal workload during Form 5500 and Compliance Testing season. Your expensive resources can then focus on servicing your clients.
Our deep domain expertise, robust & secure infrastructure, and trained resources make us the partner of choice for the Retirement Plan industry.
Congruent Solutions
SPARK Advisory Board & Conference Sponsor
Corporate Insight
420 Lexington Ave, Suite 2655
New York, NY 10170
Ph: 646-751-6975
corporateinsight.com
White paper: Workplace Finance Digital Best Practices
Corporate Insight delivers competitive intelligence, user experience research and consulting services to the nation’s leading financial, insurance and health institutions. Celebrating our 30th anniversary as the recognized industry leader in customer experience research, we have been the trusted partner to corporations seeking to improve their digital capabilities and user experience. Our best-in-class research platform and unique approach of analyzing the actual customer experience helps corporations advance their competitive position in the marketplace.
Corporate Insight
Conference Sponsor
DAILYVEST
Tucson, Arizona 85711
Pete McNellis
PH: 520-577-5729, x1
petemcnellis@dailyvest.com
dailyvest.com
Founded in 2001, DAILYVEST is a fintech company focused on helping financial service providers leverage their investor’s account data through the use of powerful tools for plan sponsor reporting and investment performance reporting. DAILYVEST combines core competencies, big data analytics, and digital engagement into a technology platform that enhances a provider’s ability to inform and empower their plan sponsors and participants. DAILYVEST solutions are designed specifically to address the plan health reporting and fiduciary needs of recordkeepers, TPAs, plan advisors, and consultants.
DAILYVEST
SPARK Associate Member; Conference Sponsor
Empower
8525 E. Orchard Road, 9T3
Greenwood Village, CO 80111
Shane M. Fitzpatrick
Ph: 303-737-3481
shane.fitzpatrick@retirementpartner.com
www.empower.com
At Empower, we provide banks, insurance companies, brokerage firms, mutual fund companies, asset managers, and partners of all sizes with retirement plan recordkeeping services and solutions for their customers.
We work on your behalf to deliver thought leadership, implement best practices, and influence Washington to bring about positive legislative and regulatory change in the retirement industry.
We offer our comprehensive menu of services and products to meet your unique needs. In addition, our helpful support team is here to exceed your expectations. We own and maintain our flexible, scalable, and secure recordkeeping platform to deliver convenience and peace of mind to both you and your customers.
As your private-label partner, we work behind the scenes to empower you to maintain your autonomy, build your brand equity, and grow your client relationships and your business.
Empower
SPARK Advisory Board & Conference Sponsor
Enterprise Iron Financial Industry Solutions, Inc.
14 Cliffwood Ave W, Suite 200
Matawan, NJ 07747
Jennifer Rogers-Linskey
Ph: 860-919-3414
enterpriseiron.com
White paper: Effective System Modernization
Enterprise Iron was founded in 2002 by senior executives from Morgan Stanley and Merrill Lynch to serve public and private clients in Financial Services, Retirement Services and the Government sector. We deliver impactful Business, Technology and Workforce Solutions that achieve meaningful outcomes, resolve complex challenges, and optimize operations to help drive your business forward.
Our Team of industry professionals average 18+ years of experience in financial services production, technology operations, product management, technology development, implementation, and support roles. As a client-focused, independent provider, we expertly provide unbiased, best of breed support and solutions that consistently delivers results for clients on time and at a cost-savings.
Expertise.Focus.Strength.
Enterprise Iron
SPARK Advisory Board & Conference Sponsor
Envestnet, Inc.
Ph: 650 716-5049
envestnet.com
Envestnet, Inc. (NYSE: ENV) is transforming the way financial advice and wellness are delivered. Our mission is to empower advisors and financial service providers with innovative technology, solutions, and intelligence to make financial wellness a reality for everyone. Over 103,000 advisors across more than 4,900 companies including 16 of the 20 largest U.S. banks, 46 of the 50 largest wealth management and brokerage firms, over 500 of the largest RIAs, and hundreds of FinTech companies, leverage the Envestnet platform to grow their businesses and client relationships.
FIS Retirement Solutions
Jacksonville, Florida
Ph: 484-886-9217
John.Moynihan@fisglobal.com
fisglobal.com
FIS is transforming the way the retirement industry operates at every level, offering a suite of capabilities and services that empower retirement plan providers around the globe. Our industry-leading, scalable ecosystem is intelligent, widely configurable and fully connected, offering a range of flexible solutions and services that supports all aspects of your business and positions you for future growth. With our secure, advanced capabilities, you can increase your flexibility and broaden your reach in the financial world.
FIS
SPARK Advisory Board & Conference Exhibitor
Franklin Templeton
One Franklin Parkway
San Mateo, California 94403
Ph: 800-342-5236
sales.info@franklintempleton.com
franklintempleton.com
White paper: Innovation In Default Investing
From large institutions to individual investors, each of our clients wants the same thing. To achieve their financial goals. And for more than 70 years, we’ve helped them do exactly that.
Everything we do at Franklin Templeton is focused on delivering our clients better outcomes. And that’s why millions of clients in more than 160 countries have entrusted us with their investments, making us one of the world’s largest independent asset managers with over $1.5 trillion in assets under management and $139.7 billion in U.S. retirement accounts (as of June 30, 2021).
Lincoln Financial Group
150 N. Radnor Chester Road
Radnor, PA 19087
Ralph Ferraro
Ph: 908-377-8286
Ralph.Ferraro@LFG.com
LincolnFinancial.com
Lincoln Financial Group provides advice and solutions that help people take charge of their financial lives with confidence and optimism. Today, more than 17 million customers trust our retirement, insurance and wealth protection expertise to help address their lifestyle, savings and income goals, and guard against long-term care expenses. Headquartered in Radnor, Pennsylvania, Lincoln Financial Group is the marketing name for Lincoln National Corporation (NYSE:LNC) and its affiliates. The company had $324 billion in end-of-period account values as of June 30, 2021.
Millennium Trust Company
2001 Spring Road, Suite 700
Oak Brook, Illinois 60523
Pete Welsh
Ph: 312-404-1909
pwelsh@mtrustcompany.com
mtrustcompany.com
Millennium Trust is a leading provider of retirement and financial services and consumer-directed benefits (through PayFlex), with more than five million individual and institutional clients holding more than $47 billion in assets.
We are committed to the evolving needs of individuals, employers, advisors, and institutional partners and to empowering clients with trusted expertise, exceptional service, and access to a wide range of solutions. Whether clients are managing retirement assets, saving for future health care and related expenses, running a business, or seeking choices beyond traditional asset options, Millennium Trust provides flexible digital solutions to support their success.
Millennium Trust
SPARK Advisory Board & Conference Sponsor
MissionSquare Retirement
777 North Capitol Street, NE
Washington, DC 20002
Audrey Hartland
ahartland@missionsq.org
missionsq.org
At MissionSquare Retirement, we are dedicated to guiding those who serve our communities toward a secure financial future. Founded in 1972, MissionSquare Retirement is a mission-based, nonstock, nonprofit, financial services company with over $70 billion in assets under management and administration focused on delivering retirement plans, investment options, and personalized guidance for over 1.5 million participant accounts. For almost 50 years, our mission has been constant – to help those who serve reach their retirement goals with confidence.
For more information, visit missionsq.org.
Notarize
Washington, DC
Ph: 805-279-7083
sales@notarize.com
notarize.com
Notarize is the leader in online notarization, which is simpler, smarter and safer than notarizing documents on paper. From buying or selling a home to adopting a child, Notarize is bringing trust online 24/7 for life’s most important moments. For more information, visit notarize.com.
O’Neil Digital Solutions
12655 Beatrice Street
Los Angeles, California 90066
Steve Kipp
Ph: 515-360-6451
steve.kipp@oneildata.com
oneildata.com
O’Neil Digital Solutions is a division of William O’Neil Companies. In business for over 45 years, we specialize in Customer Communication Management (CCM) and provide solutions for Customer Experience Management (CXM) for the Healthcare and Financial Services industries. Our forward-thinking SAAS solution, called ONEsuite, is a robust CCM/CSM platform that supports every stakeholder throughout our client’s enterprise.
O’Neil is also one of the largest digital printing companies in the U.S., but it’s our Omni-channel delivery solutions that have helped our clients deliver their marketing and compliance-related communications in every delivery channel and media.
O’Neil Digital Solutions
SPARK Advisory Board & Conference Sponsor
PIMCO
650 Newport Center Drive
Newport Beach, CA 92660
Ph: 949-720-6000
pimco.com
PIMCO is one of the world’s premier fixed income investment managers. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return approach to fixed income investing.
Our leadership in fixed income and record of skillfully navigating global financial markets has made us ideally equipped to help all our partners in their efforts to achieve meaningful retirement savings and sustainable retirement income.
PIMCO’s dedicated DC and solutions teams support retirement advisors through all phases of plans and investment design – from the QDIA to retirement income – with the goal of delivering optimal, risk-managed investment solutions.
Putnam Investments
100 Federal Street
Boston, MA 02110
Angela Achatz
Ph: 913-956-1013
angela_achatz@putnam.com
putnam.com/DCIO
We are a diversified, global asset manager with over 80 years of experience and approximately $169B AUM. We manage over $36B in defined contribution assets in a variety of vehicles – mutual fund, CIT, and separate account – and across a full range of investment capabilities including equity, fixed income, multi-asset, and stable value.
Our team of experienced DCIO professionals is committed to helping our clients and partners grow their business and meet the needs of today’s plan sponsors. Our tool suite includes prospecting for new clients with the advantages of Brightscope, networking with plan decision-makers using our LinkedIn Tips and Strategies, consulting on plan design with PlanVisualizer™, analyzing target date funds thru TargetDateVisualizer™, evaluating investment options with FundVisualizer™, and more.
SS&C Retirement Solutions
2000 Crown Colony Drive
Quincy, MA 02169
Ph: 617-521-8397
LMcQuaid@dstsystems.com
ssctech.com
SS&C Retirement Solutions offers a highly configurable set of solutions that allows our clients to provide competitive products and services across all retirement market segments. Our offerings span all plan and investment types and include recordkeeping services, rollover and income portability, plan health and analytics, advisor practice management, personalized education and communications, and financial wellness solutions.
With ownership and expertise across the retirement ecosystem, backed by our unwavering focus on quality, risk mitigation and client satisfaction ensures that we are a high-value, cost-effective, and truly strategic partner.
SS&C
SPARK Advisory Board & Conference Sponsor
TIAA is a leading provider of secure retirements and outcome-focused investment solutions to millions of people and thousands of institutions. It is the #1 not-for-profit retirement market provider, paid more than $3.6 billion to retired clients in 2020 and has nearly $1.4 trillion in assets under management (as of 12/31/2021).
TIAA
SPARK Advisory Board & Conference Sponsor
Tata Consultancy Services (TCS)
tcs.com
Tata Consultancy Services is an IT services, consulting and business solutions organization that has been partnering with many of the world’s largest businesses in their transformation journeys for over 50 years. TCS offers a consulting-led, cognitive powered, integrated portfolio of business, technology and engineering services and solutions. This is delivered through its unique Location Independent Agile™ delivery model, recognized as a benchmark of excellence in software development.
Wilmington Trust
wilmingtontrust.com
White paper: Collective Investment Trusts: An Important Piece in the Retirement Planning Puzzle
Wilmington Trust, N.A. provides Corporate and Institutional Services including institutional trust, agency, asset management, retirement plan, agency, asset management, and administrative services for clients worldwide who use capital markets financing structures. Wilmington Trust provides direct trust, custody, and fiduciary services for retirement plans, companies, foundations, organizations and financial institutions.
Wilmington Trust also provides Wealth Advisory services with a wide array of personal trust, financial planning, fiduciary, asset management, and family office solutions designed to help high-net-worth individuals and families grow, preserve, and transfer wealth.
Wilmington Trust maintains offices throughout the United States and internationally in London, Paris, Dublin, and Frankfurt. For more information, visit wilmingtontrust.com.
Exhibitors & Other Sponsors
Actuarial Systems Corporation
15840 Monte Street, Suite 108
Sylmar, California 91342
Ph: 800-950-2082×1
sales@asc-net.com
asc-net.com
ASC is a leading provider of software for the retirement plan industry. Approximately half of the 401(k) accounts in the US are tested by ASC’s Compliance Testing System. Compliance Automation Tools, such as Plan Sponsor Driven Testing (DRIVE) and Single Step Processing (SSP) maximize resources for efficient year-end processing. DRIVE is the next-generation in automation, allowing Plan Sponsors to initiate their own testing online. Data from your recordkeeping system integrates with ASC. Plus even more efficiencies are gained because ASC’s Plan documents integrate with ASC’s Compliance Testing System. ASC’s suite of solutions includes Plan Documents, 5500 Forms, Valuation/Recordkeeping Systems, CRM Workflow Systems, and more. Contact us today!
ASC
SPARK Associate Member; Conference Exhibitor
AIG Retirement Services
aigrs.com
American International Group, Inc. (AIG) is a leading global insurance organization. AIG member companies provide a wide range of property casualty insurance, life insurance, retirement solutions and other financial services to customers in approximately 70 countries and jurisdictions. These diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange.
Allianz Life
5701 Golden Hills Drive
Minneapolis, MN 55416-1297
allianzlife.com
A leading provider of annuities and life insurance, Allianz Life Insurance Company of North America (Allianz) bases each decision on a philosophy of being true: True to our strength as an important part of a leading global financial organization.
True to our passion for making wise investment decisions. And true to the people we serve, each and every day.
American Century Investments
americancentury.com
American Century Investments is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting breakthrough medical research. Founded in 1958, American Century Investments’ 1,400 employees serve financial professionals, institutions, corporations and individual investors from offices in New York; London; Frankfurt; Hong Kong; Sydney; Los Angeles; Santa Clara, Calif.; and Kansas City, Mo. Delivering investment results to clients enables American Century Investments to distribute over 40 percent of its dividends to the Stowers Institute for Medical Research, a 500-person, non-profit basic biomedical research organization. The Institute owns more than 40 percent of American Century Investments and has received dividend payments of $1.8 billion since 2000.
Amundi US
60 State Street
Boston, Massachusetts 02109
Eric Parisi
Ph: 617-422-4730
eric.parisi@amundi.com
amundipioneer.com/us
Amundi Pioneer is the US investment headquarters of parent company Amundi, among the world’s top 10 asset managers globally* with more than $1.7 trillion under management across six investment hubs (as of 9/30/19). Amundi Pioneer Asset Management offers a broad range of fixed income, equity, and multi-asset investment solutions. A focus on proprietary research, robust risk management, disciplined investment process, and close partnerships with clients has made the firms that comprise Amundi Pioneer investment managers of choice among leading institutional and individual investors worldwide. Amundi Pioneer manages approximately $86.40 billion in the US as of September 30, 2019.
*Investments & Pensions Europe “Top 400 asset managers,” published in June 2019 and based on assets under management as of December 2018.
BenefitsLink.com
56 Creeksong Road
Whittier NC 28789
Lois Baker, President
David Baker, Editor and Publisher
Ph: 407-644-4146
LoisBaker@benefitslink.com
DaveBaker@BenefitsLink.com
BenefitsLink.com
BenefitsLink daily e-newsletters provide the latest developments and analysis in plan compliance, administration, policy and design – since 1995, we’ve delivered the very best articles to keep you on top of this ever-changing field. Website includes active message boards, industry news and an extensive calendar of conferences and webcasts.
Find – and fill — job openings on our sister site, www.EmployeeBenefitsJobs.com
And be sure to check out our mobile app – now available in the Apple Store and on Google Play.
28,000 Employee Benefits Professionals rely on us to keep them up to date – do you?
Holly Horton, SPARK media sponsor
Benetic, Inc.
680 S Cache Street, Suite 100-12679
Jackson, WY 83001
Ph: 650-799-9892
ray@benetic.com
benetic.com
Benetic is a technology-powered solution for retirement advisors and consultants that brings record keepers, asset managers, and other plan service providers together in one place to generate the best plan options quickly and cost effectively. Benetic’s marketplace features over 30 record keepers. A key Benetic feature is the more than 50 Benetic-negotiated CITs (managed by BlackRock, State Street, and others), in addition to the universe of investment options, which advisors and their plan clients can utilize as plan investment options. As of July 31, 2022, we had over 200 advisor firms on our platform who have run more than $8bn in proposals.
Benetic
SPARK Associate Member; Conference Exhibitor
Cerulli Associates
699 Boylston St, Ste 11
Boston, Massachusetts 02116
Ph: 617-841-1008
dohearn@cerulli.com
cerulli.com
Headquartered in Boston with fully staffed offices in London and Singapore, Cerulli Associates is a global research and consulting firm that provides financial institutions with guidance in strategic positioning and new business development.
Learn about our recent insights covering the defined contribution (DC) and defined benefit (DB) market, the IRA market, as well as the development and distribution of retail annuity, life, and long-term care products in the United States.
Cerulli Associates
SPARK Forum Exhibitor 2019
Corebridge Financial Inc.
corebridgefinancial.com
Formerly known as AIG Life & Retirement*, Corebridge is now a public company that’s passionate about giving people the power to help reach their financial goals. We are one of the largest providers of retirement solutions and insurance products in the United States. We offer industry-leading tools, engaging experiences and expertise to fuel your success.
We deliver an expansive portfolio of products to serve your unique needs. And we proudly partner with financial professionals and institutions to make it possible for more people to take action in their financial lives for today and tomorrow.
At Corebridge, we believe no one achieves a financially secure future by accident—great things happen when people take action.
For more information, visit corebridgefinancial.com
*AIG Retirement Services is a paid sponsor of The SPARK Institute, Inc. and any display or description of AIG Retirement Services is not an endorsement by The SPARK Institute, Inc. of AIG Retirement Services’ products or services.
DTCC
dtcc.com
With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 15 countries, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers.
Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. To learn more, please visit us at dtcc.com or connect with us on LinkedIn, Twitter, YouTube and Facebook.
Fiduciary Decisions
13010 SW 68th Parkway, Ste. 140
Tigard, OR 97223, USA
Tom Kmak
Ph: 203-405-1853
tom.kmak@fiduciarydecisions.com
fiduciarydecisions.com
Our goal is simple: to build decision support systems that help Service Providers and their clients make informed decisions that drive better results for them, their Plan Sponsors and their Participants.
Fiduciary Decisions
SPARK Associate Member; Conference Exhibitor
Financial Fitness Group
501 W. Broadway, Suite A158
San Diego, CA 92101
Ph: 888-345-1285
georgette@financialfitnessgroup.com
financialfitnessgroup.com
Financial Fitness Group is an enterprise software company that provides financial education solutions to maximize user engagement. Our financial wellness platform engages users of all backgrounds, from investors to employees. Financial Fitness Group is a leading provider of interactive financial wellness for financial service providers, banks, credit unions, advisors, government agencies, and the largest companies across the nation. For over 20 years, we have assessed and educated over 4 million individuals at thousands of organizations to drive real behavior change through our financial education platform.
GuidedChoice
200 S Virginia St., Suite 310
Reno, NV 89501
John Shupe
Ph: 888-675-4532 x101
jshupe@guidedchoice.com
guidedchoice.com
Founded nearly 20 years ago, GuidedChoice pioneered a more personalized approach to retirement wellness, advice and managed accounts. The company’s “advisor friendly approach” began with the power of online technology. GuidedChoice was among the first to leverage technology to successfully provide a customized and transparent experience to its clients. With over 2 million employees helped through the power of our “easy to use” technology, they decided to expand their offerings. In early 2020, GuidedChoice opened a new division, 3Nickels, to bring holistic financial wellness, advice and managed account solutions to the market. This innovative approach provides anyone with a financial advisor in their pocketSM. Technology has enabled world class personalized advisory solutions to be made available to anyone. Transparency and the culture of integrity is at the center of everything they do. GuidedChoice believes the customer should understand the value of financial products and services that they choose to use.
GuidedChoice
SPARK Associate Member; Conference Exhibitor
iJoin
iJoin is personalizing retirement plan success and enabling recordkeepers and advisors to differentiate their offerings with a better approach to enrollment, engagement, communications, and managed accounts. Our philosophy is simple – help every plan participant know their unique retirement funding goal and help them take steps to get on track to long term success.
With iJoin, recordkeepers and advisors can deliver:
- A goal-based enrollment or re-enrollment experience
- A next-generation QDIA / Managed Account Program
- Plan success metrics to share with plan sponsors
- Better ways to engage participants and encourage successful savings behaviors
To be successful in this competitive market, you need better ways to deliver and quantify superior performance. And you need the ability to demonstrate how you help produce better retirement outcomes.
Talk to us about making iJoin an integral component of your solution.
Infosys McCamish Systems, LLC
3225 Cumberland Boulevard SE, Suite 700
Atlanta, Georgia 30339
Darin Lister
770-690-1797
darin_lister@infosys.com
infosysmccamish.com
END TO END SOLUTIONS FOR RETIREMENT PLANS
Infosys McCamish Systems supports a financial institution client base with its full service 409A compliant non-qualified administration platform, VPAS Benefit Plan Administration. With its front-end Internet based sales enabling services, Advisorfolio and Deferral +, Infosys McCamish Systems also provides automated best practice sales and design solutions in a turn-key platform. This plan design and sales platform cost effectively leverages scarce expert talent and enables non-expert distribution to deliver best practice 409A compliant solutions to the underpenetrated mid-market.
Infosys McCamish Systems offers their solutions as platform only Software as a Service, or as a full recordkeeping outsourcing arrangement. With the merging of McCamish Systems into the Infosys family of companies, offerings include Qualified Retirement Plan Services in the DB & DC markets with both onshore and offshore delivery models. For more information please contact Darin Lister at darin_lister@infosys.com.
Rich Magner, SPARK Advisory Board & Conference Sponsor
IRALOGIX
100 South Commons Alloy 26
Pittsburgh, PA 15212
Ph: 330-328-9627
plittlejohn@iralogix.com
iralogix.com
IRALOGIX provides an IRA recordkeeping platform that makes it possible to cost-effectively support and seamlessly expand your services to IRAs of all account balances. The IRALOGIX platform gives you a competitive edge and enables firms to help more people save for retirement while growing both market share and margins.
Morningstar, Inc.
morningstar.com
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The Company offers an extensive line of products and services for individual investors, financial advisors, asset managers and owners, retirement plan providers and sponsors, and institutional investors in the debt and private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, debt securities, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with approximately $265.0 billion in assets under advisement and management as of March 31, 2022.
My Corporate Ally
Barbara March
Ph: 678-371-8243
bmarch@mycorpally.com
mycorpally.com
My Corporate Ally is a business advisory and solutions firm that ensures our clients have confidence in their ability to achieve successful business outcomes. We guide companies through growth and change, helping them to navigate complex challenges. We provide expert perspectives, strong mentoring relationships and tailored solutions for companies that service or deliver on the financial services needs of consumers worldwide.
Our consultants have deep industry knowledge coupled with senior business acumen. We always keep execution in perspective while creating sustainable strategies for long-term growth. And we do this through executive-to-executive partnership and collaboration, working as allies with you.
PenChecks Trust
8580 La Mesa Blvd
La Mesa, CA 91942
Scott Okrasinski
Ph: 800-541-3938
sokrasinski@penchecks.com
penchecks.com
PenChecks Trust is the largest independent provider of outsourced benefit distribution services and Auto Rollover IRAs. For over 25 years, PenChecks Trust has been helping Plan Sponsors, TPAs, Advisors and Recordkeepers with a suite of unique and comprehensive solutions.
Services include solutions for Benefit Payment Processing, Automatic Rollover IRAs, Plan Termination Outreach, Uncashed Check Resolution, Participant Search, Participant Notifications, & Abandoned Plans / QTA.
Penchecks Trust
SPARK Advisory Board & Conference Sponsor
Raymond James
Don MacQuattie
Don.MacQuattie@RaymondJames.com
raymondjames.com
When Bob James founded Raymond James, he did so based on a belief that clients deserved more than help with investment decisions, they needed advice that considered their entire financial picture.
Today, that client-focused approach has extended to serve client accounts through 8,400 financial advisors in the United States, Canada and overseas. Further, the company has expanded through the years to serve corporations, institutions and municipalities through significant capital markets, banking and asset management services.
No matter the business, we believe if we do what’s right for clients, we’ll help them achieve success while also realizing our own. It’s that simple.
Raymond James
SPARK Advisory Board & Conference Sponsor
T. Rowe Price
4515 Painters Mill Road
Owings Mills, MD 21117
Amber-Nicole Prisock
Ph: 443-303-7265
amber.prisock@troweprice.com
troweprice.com
INVEST WITH CONFIDENCE® T. Rowe Price is an asset management firm focused on delivering global investment management excellence and retirement services that investors can rely on—now, and over the long term.
We provide an array of commingled funds, subadvisory services, separate account management, retirement recordkeeping, and related services for individuals, advisors, institutions, and retirement plan sponsors.
Our intellectual rigor helps us seek the best ideas for our clients, our integrity ensures that we always put their interests first, and our stability lets us stay focused on their goals as we pursue better investment outcomes.
As of June 30, 2021, T. Rowe Price has more than USD $1.62 trillion in assets under management and serves clients in 49 countries worldwide.
TRAU – The Retirement Advisor University
4425 Military Trail – 202
Jupiter, Florida 33458
Fred Barstein
Ph: 561-371-4902
fred@trauniversity.com
trauniversity.com
TRAU in collaboration with UCLA Anderson School of Management Executive Education offer the Certified 401(k) Professional Designation – C(k)P.
The C(k)P Designation represents a significant achievement for professional retirement plan advisors and professionals. This comprehensive and highly specialized certification program requires academic aptitude, real-world experience and application of core competencies. Virtual in Nov 2021, returning to UCLA campus in 2022 Spr/Sum & Fall.
Fred Barstein at SPARK Forum 2019
Voya
voya.com
